Certa for Financial Services
Your regulators aren’t waiting.
OCC, FDIC, FRB, DORA, NYDFS — the guidance is clear: you’re accountable for the risks your third parties carry, and most TPRM programs weren’t built for that scrutiny. Certa makes financial institutions audit-ready on any given day.
- A Top 5 EU financial institution cut vendor onboarding from 10 weeks to 1 day
- A large US firm automated its entire bespoke TPRM process in 2 days using Certa AI
- Full audit trails and documented rationale at every decision point — built in, not bolted on
THE PROBLEM
OCC Enforcements. DORA Non-Compliance. NYDFS Sanctions, FCPA Violations:
Financial institutions manage hundreds, if not thousands of vendors across jurisdictions. Each one is a regulatory exposure waiting to surface.
When a third-party risk program can’t keep pace, the consequences are measured in consent orders, reputational damage, and regulatory relationships that take years to rebuild.
How Certa Solves It
Certa gives financial institutions the infrastructure to stay ahead of it. Automated due diligence, continuous monitoring, and AI-generated audit trails mean your program is always audit-ready.
Outcomes for financial institutions
What an audit-ready program actually delivers
From 10 weeks to 1 day — a top EU bank’s vendor onboarding, transformed
Audit trails, documented rationale, and full evidence at every decision point — always on
OCC. FDIC. FRB. DORA. NYDFS. FCPA. One platform, every framework
Hidden dependencies and concentration exposures surfaced before they surface in your exam
A UK P&C insurer mitigated regulatory risk exposure across customer onboarding and compliance
A large US firm automated its entire bespoke TPRM process in 2 days with Certa AI
Use Cases & Domain Coverage
Anti-bribery / Anti-corruption
Automate due diligence for continuous compliance with AML, FCPA, and other regulations, enabling you to navigate complex business environments responsibly and legally.
Digital Operational Resilience Act (DORA)
Incident reporting and monitoring to comply with DORA and AML standards, ensuring ironclad compliance, thorough due diligence, and effective risk management.
InfoSec, Data Privacy, and Cloud Security
AI accelerates security and privacy reviews by analyzing responses, highlighting gaps, and reducing manual effort, shortening onboarding timelines while improving risk transparency.
4th Party, Concentration Risk
AI reveals hidden fourth-party dependencies and concentration exposures, enabling leadership to anticipate disruptions, reduce systemic risk, and protect operational continuity.
InterAgency Guidance from OCC, FDIC, FRB
AI-powered third-party governance that standardizes oversight, cuts compliance effort, and strengthens exam readiness, delivering greater efficiency and lower operational risk.
Powering 10M+ third parties under management for teams like
Ready to do good business?
Exam-ready on any given day. Not just the day before the review.
See how Certa gives financial institutions the infrastructure to run a TPRM program that holds up under real scrutiny.